DID JINGBO PAN CAUSE YOU INVESTMENT LOSSES?
Jingbo Pan with Vestech Securities, Inc. and Vestech Asset Management Inc. Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years
Who is Jingbo Pan with Vestech Securities, Inc. and Vestech Asset Management Inc.?
Jingbo Pan (CRD #5266959) who is currently registered with Vestech Securities, Inc. and Vestech Asset Management Inc. and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vestech Securities, Inc. and Vestech Asset Management Inc., Jingbo Pan was associated with Coastal Equities, Inc., Coastal Investment Advisors, and Axiom Capital Management, Inc. and 9 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Vestech Securities, Inc. and Vestech Asset Management Inc. Broker Misconduct
In his career, Jingbo Pan has been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. One of Jingbo Pan’s customer complaints was settled in favor of investors; one was denied and the other is still pending against one of his former employer’s, International Assets Advisory, LLC, for investment losses caused by his alleged misconduct.
Allegations Against Jingbo Pan
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- The client alleges investments or unsuitable or misrepresented by the investor. Client also alleges that the firm failed to supervise the actions of the representative in conduct adequate due diligence relating to certain real estate securities.
- Claimant alleged negligence, suitability, breach of fiduciary duty, and failure to supervise.
- Claimant alleged breach of fiduciary responsibilities and negligence.
Jingbo Pan Red Flags & Your Rights As An Investor
Of course, Jingbo Pan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jingbo Pan at Vestech Securities, Inc., Vestech Asset Management Inc., Coastal Equities, Inc., Coastal Investment Advisors, and Axiom Capital Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jingbo Pan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vestech Securities, Inc., Vestech Asset Management Inc., Coastal Equities, Inc., Coastal Investment Advisors, and Axiom Capital Management, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Vestech Securities, Inc. and Vestech Asset Management Inc.
If you have questions about Vestech Securities, Inc., Vestech Asset Management Inc., Coastal Equities, Inc., Coastal Investment Advisors, and Axiom Capital Management, Inc. and/or Jingbo Pan and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...