DID JUAN HUA LIANG CAUSE YOU INVESTMENT LOSSES?
Juan Liang Of NI Advisors Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Juan Liang of NI Advisors?
Juan Liang (CRD #6860076) who is currently registered as a broker with NI Advisors and located in Daly City, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Juan Liang Customer Complaints
Juan Liang has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings against NI Advisors for Juan Liang’s alleged misconduct are still pending.
Allegations Against Juan Liang
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Fraud, negligence, and suitability regarding the sale of GWG L bonds.
- Breach of contract and breach of fiduciary duty per bond sold to 2 clients amounting to over $1 million.
Juan Liang Red Flags & Your Rights As An Investor
Of course, Juan Liang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Liang at NI Advisors on alert to review carefully the activity and performance of their accounts and question whether Juan Liang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NI Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At NI Advisors Due To Juan Liang
If you have questions about NI Advisors and/or Juan Liang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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