DID MARK ALAN MAPPA CAUSE YOU INVESTMENT LOSSES?
Mark Mappa Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Mark Mappa of Osaic Wealth, Inc.?
Mark Mappa (CRD #1874503) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Northbrook, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Mark Mappa was associated with Woodbury Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Mappa Customer Complaints
Mark Mappa has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Kestra Investment Services settled all 3 customer complaints that involved in the FINRA arbitration proceedings for Mark Mappa’s alleged misconduct in favor of the investors.
Allegations Against Damon Mapes
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation of Pvt. placement investment involving oil and gas products.
- Failure to conduct appropriate due diligence on oil and gas product.
- Breach of fiduciary duty, unsuitable investment recommendations and misrepresentations of an investment product.
Mark Mappa Red Flags & Your Rights As An Investor
Of course, Mark Mappa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mappa at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mappa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Mark Mappa
If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Mark Mappa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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