DID ASHLYNN BERNADETTE MOHAN CAUSE YOU INVESTMENT LOSSES?
Ashlynn Mohan Of Equitable Advisors, LLC Has 1 Customer Complaint For Alleged Broker Misconduct
Ashlynn Mohan Customer Complaints and Reviews
Ashlynn Mohan (CRD #6783536) ,has been employed with Equitable Advisors, LLC in Folsom, CA, since February 2018. Her tenure in the financial industry is relatively short, having passed only three general industry/product exams and two state securities law exams. Mohan’s professional qualifications do not include any principal/supervisory exams, limiting her roles to less authoritative positions within the brokerage firm. Registered in six U.S. states and territories, her geographic licensure is modest compared to more seasoned brokers. This limited scope and lack of higher-level certifications might concern clients looking for well-rounded expertise in financial management.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ashlynn Mohan Customer Complaints and Reviews
Mohan’s professional record includes an instance of customer dissatisfaction, which reflects poorly on her advisory capabilities:
- Misrepresentation of a Variable Annuity (Closed 2023): A complaint was filed by a client alleging misrepresentation related to the sale of a variable annuity in 2022. The complaint, which did not specify damages, was ultimately denied by the firm on June 26, 2023. Although the complaint was dismissed, the very occurrence of such an allegation might raise concerns about Mohan’s transparency and reliability.
Allegations Against Ashlynn Mohan
The allegations against Ashlynn Mohan focus on:
- Misrepresentation concerning the terms and potential benefits of a financial product, specifically a variable annuity. This accusation points to possible shortcomings in her ability to adequately explain complex financial products to clients.
Although the complaint was denied, the incident itself can indicate a need for improved communication or understanding of product details.
Ashlynn Mohan Red Flags & Your Rights As An Investor
Of course, Ashlynn Mohan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashlynn Mohan at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ashlynn Mohan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Ashlynn Mohan
If you have questions about Equitable Advisors, LLC and/or Ashlynn Mohan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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