DID RYAN ELLIOT SHOOP CAUSE YOU INVESTMENT LOSSES?
Ryan Shoop Of Westminster Financial Securities, Inc. And Formerly With Stifel Independent Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Ryan Shoop of Westminster Financial Securities, Inc.?
Ryan Shoop (CRD #4522151) who is currently registered as a broker and investment adviser with Westminster Financial Securities, Inc. and located in Westlake, Ohio, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Westminster Financial Securities, Inc., Ryan Shoop was associated with Stifel Independent Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ryan Shoop Customer Complaints
Ryan Shoop has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Wachovia Securities, and the investor took no further action. There are currently 2 customer complaints that were recently filed against Stifel Independent Advisors and the other against Westminister Financial Securities that are still pending for Ryan Shoop’s alleged misconduct.
Allegations Against Ryan Shoop
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Churning and failure to supervise.
- Unauthorized transactions and misrepresentation of the type of account customers money was being invested.
- Adviser placed customer in high-risk investment strategy.
- Misrepresentations related to variable annuity contract.
Ryan Shoop Red Flags & Your Rights As An Investor
Of course, Ryan Shoop did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Shoop at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Shoop has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Westminster Financial Securities, Inc. Due To Ryan Shoop
If you have questions about Westminster Financial Securities, Inc., Stifel Independent Advisors, LLC and/or Ryan Shoop and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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