DID CHRISTOPHER JOHN BROWNING CAUSE YOU INVESTMENT LOSSES?
Christopher Browning Of Equitable Advisors, LLC And Formerly With Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
About Christopher Browning of Equitable Advisors, LLC?
Christopher Browning (CRD #4786391) , presents a career shadowed by multiple customer disputes, hinting at problematic interactions and potential ethical concerns. Currently employed at Equitable Advisors, LLC in Irvine, CA since January 31, 2024, his professional trajectory includes stints at Western International Securities and Wells Fargo Advisors. Browning is licensed in 8 U.S. states and territories and has passed 3 general industry/product exams along with 2 state securities law exams. Despite these qualifications, the recurring theme of his career involves unsettling allegations of unsuitable recommendations and unauthorized trading, casting doubt on his reliability as a financial advisor.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lisa Broughton Customer Complaints and Reviews
Christopher Browning Customer Complaints and Reviews
- Customer Disputes (3 Incidents)
- Dispute #1: Involved allegations of unsuitability with alleged damages of $990,000, leading to a settlement of $450,000 on October 19, 2023. Browning did not contribute to the settlement amount, denying the allegations.
- Dispute #2: Centered on unauthorized trading in a client’s account with alleged damages of $46,716.23; the case was settled for $49,698 on January 27, 2022, with Browning personally contributing the entire settlement amount.
- Dispute #3 (Pending): Claims misrepresentation related to corporate debt investments with alleged damages of $230,000, currently unresolved as of April 2024.
Allegations Against Christopher Browning
- Unsuitability: Browning faced serious allegations of recommending investment products that did not align with his clients’ financial objectives, suggesting a lack of due diligence or a disregard for client welfare.
- Unauthorized Trading: He was accused of making transactions without client authorization, which questions his respect for client autonomy and regulatory compliance.
- Misrepresentation: The ongoing claim involves misrepresenting the nature or risk of investments, further implying potential deceit or failure to provide complete and accurate investment information to clients.
Christopher Browning Red Flags & Your Rights As An Investor
Of course, Christopher Browning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Browning at Equitable Advisors, LLC and Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Browning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Christopher Browning
If you have questions about Equitable Advisors, LLC, Western International Securities, Inc. and/or Christopher Browning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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