DID BENJAMIN MATTHEW HOWARTH CAUSE YOU INVESTMENT LOSSES?
About Benjamin Howarth of MML Investors Services, LLC?
Benjamin Howarth (CRD #4547458) is currently registered with MML Investors Services, LLC in Warwick, RI, where he has been since March 25, 2017. He is licensed in 41 U.S. states and territories and has passed three general industry/product exams, including the Securities Industry Essentials Examination and the General Securities Representative Examination (Series 7), as well as two multi-state securities law exams, including the Uniform Investment Adviser Law Examination (Series 65) and the Uniform Securities Agent State Law Examination (Series 63). Previously, Benjamin was associated with MSI Financial Services, Inc. from July 2002 until March 2017 and with the Metropolitan Life Insurance Company from July 2002 to July 2007.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Benjamin Howarth Customer Complaints and Reviews
Benjamin M. Howarth has been involved in one customer dispute:
- Customer Dispute (Pending as of 2024): A complaint was filed on March 18, 2024, where the complainant alleges that in 2021, Benjamin misled them into investing in two annuities which have since lost value and incurred significant surrender charges. The exact amount of potential damage has not been determined, but the firm has noted that it would be under $5,000.
Allegations Against Benjamin Howarth
- Misleading Investment Advice: Allegations include misleading a client into investing in two annuities in 2021, which resulted in financial losses and high surrender charges for the client.
Benjamin Howarth Red Flags & Your Rights As An Investor
Of course, Benjamin Howarth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Howarth at MML Investors Services, LLCon alert to review carefully the activity and performance of their accounts and question whether Benjamin Howarth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Benjamin Howarth
If you have questions about MML Investors Services, LLC and/or Benjamin Howarth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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