DID NATALIE M BARRAZA CAUSE YOU INVESTMENT LOSSES?
About Natalie Barraza of J.P. Morgan Securities LLC?
Natalie Barraza (CRD #6126502) has been with J.P. Morgan Securities LLC since November 20, 2012, and is currently registered in 25 self-regulatory organizations (SROs) and 26 U.S. states and territories. She holds three general industry/product qualifications (Series 6, Series 7, and SIE) and two state securities law qualifications (Series 63 and Series 66). Barraza is registered as an investment adviser representative and licensed banker with J.P. Morgan Securities and previously worked as a personal banker at J.P. Morgan Chase Bank.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Natalie Barraza Customer Complaint and Reviews
- Total Incidents: 1
- Customer Dispute (Closed – Denied):
- Date Complaint Received: January 23, 2023
- Allegations: The customer alleged that Barraza provided unsuitable investment recommendations in a managed account from January 3, 2022, to December 30, 2022, with claimed damages totaling $78,503.
- Outcome: Complaint was denied on February 10, 2023, with no further action.
Allegations Against Natalie Barraza
- Customer Complaint:
- Unsuitable Investment Recommendation: The customer accused Barraza of making inappropriate investment recommendations for a managed account. Despite the allegations, the complaint was denied.
Natalie Barraza Red Flags & Your Rights As An Investor
Of course, Natalie Barraza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Natalie Barraza at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Natalie Barraza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Natalie Barraza
If you have questions about J.P. Morgan Securities LLC and/or Natalie Barraza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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