DID BRADLEY JAY BERGDAHL CAUSE YOU INVESTMENT LOSSES?
Bradley Bergdahl Of Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Bradley Bergdahl of Cetera Advisor Networks LLC?
Bradley Bergdahl (CRD #1432349) is currently registered with Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, and CWM, LLC. He has been with Cetera since 2018 and maintains licenses in eight U.S. states/territories. With a career spanning several decades, he has passed the Series 7 (General Securities Representative), Series 24 (General Securities Principal), and Series 63 exams. He also holds the Certified Financial Planner (CFP) designation. Bergdahl’s previous experience includes a long tenure at LPL Financial LLC and positions at other firms like American Express Financial Advisors Inc. and Linsco/Private Ledger Corp.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bradley Bergdahl Customer Complaints and Reviews
- Total Incidents: 2 customer disputes
1. Settled Dispute (LPL Financial LLC):
- Date: Complaint received on January 19, 2021
- Allegations: Purchase of a Real Estate Investment Trust (REIT) in 2014 was allegedly unsuitable due to a price decline.
- Settlement: $50,000
- Bergdahl’s Statement: Denied wrongdoing and did not contribute to the settlement, noting he was not a named party in the complaint.
2. Pending Dispute (LPL Financial LLC):
- Date: Complaint received on March 19, 2024
- Allegations: An investment made in 2014 was unsuitable for the customer’s investment objectives and risk tolerance.
- Forum: FINRA Arbitration, Docket/Case #: 24-00611
- Status: Pending
Allegations Against Bradley Bergdahl
- Settled Dispute: Alleged unsuitable recommendations regarding a REIT investment.
- Pending Dispute: Alleged unsuitable investment recommendations for a real estate security investment made in 2014.
Bradley Bergdahl Red Flags & Your Rights As An Investor
Of course, Bradley Bergdahl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Bergdahl at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Bergdahl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Bradley Bergdahl
If you have questions about Cetera Advisor Networks LLC and/or Bradley Bergdahl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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