DID JARRETT SEIJI IMAMURA CAUSE YOU INVESTMENT LOSSES?
Jarrett Imamura Of LPL Financial LLC if still And Formerly Cetera Investment Advisers LLC Has A Customer Complaint For Alleged Broker Misconduct
About LPL Financial LLC of LPL Financial LLC formerly Cetera Investment Advisers?
Jarrett Seiji Imamura (CRD #3036591) is currently affiliated with LPL Financial LLC in Honolulu, HI, where he has been registered since October 2018. His career has seen a series of movements across various significant financial institutions, which might raise concerns regarding his stability or satisfaction within these roles. Registered in only three U.S. states and territories and having passed just three general industry/product exams along with two multi-state securities law exams, Imamura’s professional qualifications might appear limited when considering the broader landscape of financial advisory services. His professional trajectory, marked by a lack of supervisory or principal exams, could suggest a plateau in his career development.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jarrett Imamura Customer Complaints and Reviews
Jarrett Imamura’s record includes a noteworthy negative disclosure:
- Customer Dispute (Pending)
- Allegations: The client alleges that an investment made in 2014 in real estate security was unsuitable given their investment objectives and risk tolerance.
- Date Complaint Received: February 8, 2024
- Status: The dispute is currently pending with FINRA, with claimed damages yet to be precisely determined but expected to exceed $5,000.
Allegations Against Jarrett Imamura
The allegations against Jarrett Seiji Imamura involve:
- Unsuitable Investments: Accused of recommending an investment in 2014 that was allegedly not aligned with the client’s financial goals and risk profile.
- Potential Misrepresentation: The nature of the complaint suggests there may have been a failure to adequately assess or disclose the risks associated with the investment, pointing to a serious lapse in fulfilling fiduciary duties.
These allegations, coupled with his professional history highlight the importance of thorough due diligence when considering any brokers services.
Jarrett Imamura Red Flags & Your Rights As An Investor
Of course, Jarrett Imamura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jarrett Imamura at LPL Financial LLC formerly Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Jarrett Imamura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, formerly Cetera Investment Advisers, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At of LPL Financial LLC formerly Cetera Investment Advisers Due To Jarrett Imamura
If you have questions about LPL Financial LLC formerly Cetera Investment Advisers and/or Jarrett Imamura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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