DID DIANA JOSEFINA OREA CAUSE YOU INVESTMENT LOSSES?
Diana Orea Of Fidelity Brokerage Services LLC And Formerly With Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct
About Diana Orea of Fidelity Brokerage Services LLC?
Diana Orea (CRD #4589803) currently employed by Fidelity Brokerage Services LLC in Coral Gables, Florida, exhibits a complex track record in the financial industry. Orea’s history includes multiple transitions between firms, suggesting potential issues with client or firm satisfaction. She is registered in 25 U.S. states and territories and has passed two general industry/product exams and one multi-state securities law exam. Her extensive registration history includes several brief stints at different firms.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Diana Orea Customer Complaint and Reviews
Diana Orea’s professional record is marred by a customer dispute:
- Customer Dispute (Closed-No Action/ Withdrawn/ Dismissed/ Denied): A client alleged that Orea made an unsuitable recommendation for a managed account. This complaint, filed on April 28, 2023, was ultimately denied, with no action taken. However, the mere existence of such a dispute could raise red flags to some investors about her investment strategy and client management skills.
Allegations Against Diana Orea
- Unsuitable Recommendations: The allegation of recommending an unsuitable managed account strategy, although denied, casts a shadow over Orea’s ability to tailor her advice to the specific financial needs and circumstances of her clients. Such claims, even when dismissed, can tarnish a broker’s reputation.
Diana Orea Red Flags & Your Rights As An Investor
Of course, Diana Orea did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diana Orea at Fidelity Brokerage Services LLC and Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Diana Orea has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Valic Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Diana Orea
If you have questions about Fidelity Brokerage Services LLC, Valic Financial Advisors, Inc. and/or Diana Orea and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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