DID LIBERTAD MAHANY ORTIZ CONTRERAS CAUSE YOU INVESTMENT LOSSES?
Libertad Ortiz Contreras Of Flourish Financial LLC And Formerly With Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
About Libertad Ortiz Contreras of Flourish Financial LLC?
Libertad Ortiz Contreras (CRD #4649349) currently affiliated with Flourish Financial LLC in New York, New York. Her extensive registration in 53 U.S. states and territories could seem impressive, but her history reveals a pattern of short stints across various firms, suggesting potential issues with compliance or client management. Registered since 2003, Ortiz Contreras has passed one principal/supervisory exam and three general industry/product exams, yet her qualifications are overshadowed by her disciplinary issues. Her involvement in a customer dispute and a termination from a previous employer casts a shadow on her professional capabilities and ethical standards.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Libertad Ortiz Contreras Customer Complaint and Reviews
Ortiz Contreras has been involved in at least one customer complaint that we are aware of today:
- Customer Dispute (Settled, 2023): A former client alleged improper due diligence on investments with Northstar Financial Services (Bermuda) Ltd., resulting in a substantial settlement of $120,000. This dispute raises significant concerns regarding her investment oversight and client care.
Allegations Against Libertad Ortiz Contreras
- Investment Due Diligence Failure: The central accusation against Ortiz Contreras involves her failure to perform adequate due diligence or monitoring of an investment in Northstar Financial Services (Bermuda) Ltd., leading to substantial financial losses for the client.
- Professional Misconduct Leading to Termination: She was discharged from Raymond James Financial Services, Inc. due to unauthorized attempts to correct a rate misquote and improper solicitation of offshore trusts to clients, further questioning her compliance with industry standards.
Libertad Ortiz Contreras Red Flags & Your Rights As An Investor
Of course, Libertad Ortiz Contreras did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Libertad Ortiz Contreras at Flourish Financial LLC and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Libertad Ortiz Contreras has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Flourish Financial LLC and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Flourish Financial LLC Due To Libertad Ortiz Contreras
If you have questions about Flourish Financial LLC, Raymond James Financial Services, Inc. and/or Libertad Ortiz Contreras and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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