DID JEFFREY WILLIAM PETERS CAUSE YOU INVESTMENT LOSSES?
Jeffrey Peters Of Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct
About Jeffrey Peters of Ausdal Financial Partners, Inc.?
Jeffrey Peters (CRD #2580603) based in Bettendorf, Iowa, and registered with Ausdal Financial Partners, Inc., has navigated a complex path through the securities industry since 1995. Despite passing four general industry/product exams and three state securities law exams, Peters’ career is overshadowed by a series of transitions across multiple firms, suggesting potential issues with stability or performance. Currently licensed in 10 U.S. states and territories, his extensive career includes a record marred by a pending customer dispute. Peters’ numerous firm changes and the serious nature of the allegations against him may raise red flags.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffrey Peters Customer Complaint and Reviews
Jeffrey Peters’ professional record includes a notable disclosure:
- Customer Dispute (Pending as of April 2023): Peters faces a serious accusation involving unsuitable investments related to GWG L Bonds, alongside allegations of violating securities laws, breach of contract, and breach of fiduciary duty. The claimant is seeking $65,000 in damages in this dispute filed under FINRA docket #23-01021. This ongoing case highlights significant concerns regarding Peters’ investment strategies and his adherence to fiduciary responsibilities.
Allegations Against Jeffrey Peters
- Unsuitable Investments: The central accusation involves recommending investment products that were inappropriate for the client’s financial situation and goals, particularly GWG L Bonds.
- Violation of Securities Laws and Breach of Contract: These allegations suggest a failure to comply with legal standards and contractual obligations, pointing to serious lapses in professional conduct.
- Breach of Fiduciary Duty: This accusation underscores potential failures in acting in the best interests of the client, a fundamental expectation in financial advisory roles.
These allegations, particularly in the context of a pending arbitration, raise serious concerns.
Jeffrey Peters Red Flags & Your Rights As An Investor
Of course, Jeffrey Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Peters at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Jeffrey Peters
If you have questions about Ausdal Financial Partners, Inc. and/or Jeffrey Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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