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DID JON ERIC PRICE CAUSE YOU INVESTMENT LOSSES?

Jon Price Of Benjamin F. Edwards & Company, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

About Jon Price of Benjamin F. Edwards & Company, Inc.?

Jon Price

Jon Price (CRD #1197556) currently employed by Benjamin F. Edwards & Company in Naples, Florida. Registered in 27 U.S. states and territories, Price’s experience includes significant tenure at multiple reputable firms including Morgan Stanley and Wachovia Securities. Despite passing two principal/supervisory exams and two general industry/product exams, his career is marked by a customer dispute that raises questions about his advisory practices.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Jon Price Customer Complaint and Reviews

Customer Dispute (Closed – No Action as of April 2023): Price faced allegations from a client’s daughter regarding the suitability of investment strategies involving UITs and long-term bonds, excessive trading, and unauthorized trades during the period from April 2019 to March 2023. Although the complaint was ultimately denied without action, the nature of these allegations could still be concerning to some.

Allegations Against Jon Price

  • Unsuitable Investment Strategy: Accusations targeted at Price included implementing an investment strategy that was allegedly unsuitable for the client’s financial goals and risk tolerance.
  • Excessive Trading and Unauthorized Trades: These allegations, if true, suggest a lack of adherence to ethical standards and potential mismanagement of client assets, which could deter potential clients seeking stable and trustworthy financial guidance.
  • Outcome: The complaint was denied, leaving no compensatory damages or formal findings against Price to date.

Jon Price Red Flags & Your Rights As An Investor

Of course, Jon Price did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Price at Benjamin F. Edwards & Company, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jon Price has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Benjamin F. Edwards & Company, Inc. Due To Jon Price

 If you have questions about Benjamin F. Edwards & Company, Inc. and/or Jon Price and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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