DID MELANIE KRISTA ST FRANC CAUSE YOU INVESTMENT LOSSES?
Melanie St Franc Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct
About Melanie St Franc of Osaic Wealth, Inc.?
Melanie Krista St Franc (CRD #6373620) has been involved in the financial services industry since November 2015, primarily with SagePoint Financial, Inc., and currently with Osaic Wealth, Inc. since September 2023. Her experience is spread across a limited geographical scope with registrations in just one U.S. state, Rhode Island. St Franc has passed two general industry/product exams and one multi-state securities law exam but lacks any principal/supervisory qualifications.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Melanie St Franc Customer Complaint and Reviews
Customer Dispute (Settled in August 2023): St Franc was implicated in a customer dispute where the client alleged misrepresentation related to a variable annuity purchase made in 2022. The client claimed damages of $5,000, and the dispute was settled for $3,114.09. Although the settlement did not require a personal contribution from St Franc, the incident may concern potential clients about her transparency and integrity in client dealings.
Allegations Against Melanie St Franc
- Customer Dispute (Settled in August 2023): St Franc was implicated in a customer dispute where the client alleged misrepresentation related to a variable annuity purchase made in 2022. The client claimed damages of $5,000, and the dispute was settled for $3,114.09. Although the settlement did not require a personal contribution from St Franc, the incident may concern potential clients about her transparency and integrity in client dealings.
- Allegations Against Melanie St Franc
- Misrepresentation of Product Details: The complaint accused St Franc of misrepresenting the features or benefits of a variable annuity, which could lead to a misunderstanding about the product’s suitability for the client’s financial goals.
- Settlement Without Admission of Guilt: While the dispute was settled, it was resolved without an admission of wrongdoing by St Franc, it leaves unresolved questions regarding the validity of the claims and her professional conduct.
Melanie St Franc Red Flags & Your Rights As An Investor
Of course, Melanie St Franc did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie St Franc at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Melanie St Franc has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Melanie St Franc
If you have questions about Osaic Wealth, Inc, Sagepoint Financial, Inc. and/or Melanie St Franc and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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