DID LAWRENCE B STOREY CAUSE YOU INVESTMENT LOSSES?
About Lawrence Storey formerly with Formerly With Cetera Investment Services LLC?
Lawrence Storey (CRD #4329813) is not currently registered as a broker but has previously been associated with multiple firms, including LPL Financial LLC, Scottrade, Inc., and most recently Cetera Investment Services LLC, where he worked from August 2014 to September 2021. Over his career, he has passed one principal/supervisory exam and two general industry/product exams, along with two multi-state securities law exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lawrence Storey Customer Complaints and Reviews
- Customer Dispute (1 Incident)
- Date Complaint Received: January 10, 2023
- Allegations: The client accused Storey of misrepresenting a variable annuity product, seeking damages of $7,570.33.
- Outcome: The complaint was denied on January 24, 2023, with no action taken against Storey, and no financial contribution required from him toward a settlement.
Allegations Against Lawrence Storey
- Misrepresentation of Product: Storey faced accusations of misrepresenting the details and benefits of a variable annuity product, which suggests a lack of transparency or misunderstanding in his advisory role. The complaint, however, was denied, indicating that the allegations were not substantiated enough to warrant further action or penalties.
Lawrence Storey Red Flags & Your Rights As An Investor
Of course, Lawrence Storey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Storey at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Storeyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Lawrence Storey
If you have questions about Cetera Investment Services LLC and/or Lawrence Storey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.