DID GREGORY PAUL SUZIO CAUSE YOU INVESTMENT LOSSES?
About Gregory Suzio of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Gregory Suzio (CRD #5309403) has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated since April 2007, serving clients from Auburn Hills, MI. Despite his longstanding affiliation with a single firm, Suzio’s career is not without blemish. He is registered with multiple self-regulatory organizations and licensed in 35 U.S. states and territories. Suzio has passed 2 general industry/product exams and 1 multi-state securities law exam. However, his professional path is tainted by a customer dispute that casts a shadow over his advisory practices, highlighting potential concerns regarding his investment recommendations and client communications.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gregory Suzio Customer Complaints and Reviews
- Customer Dispute (Pending)
- Date Filed: April 4, 2024
- Allegations: The claimant alleges that from 2021 through 2023, Suzio made unsuitable investment recommendations and misrepresented investment products.
- Potential Damages: $499,000
- Current Status: The arbitration is yet to be resolved, leaving significant uncertainty about the outcome and implications for Suzio’s professional standing.
Allegations Against Gregory Suzio
- Unsuitable Investment Recommendations: Suzio has been accused of advising clients to engage in investments that were not aligned with their financial goals or risk tolerance.
- Misrepresentation: Allegations include misleading clients about the nature and suitability of the investment products offered, potentially compromising the clients’ trust and financial safety.
These sections underscore a problematic aspect of Suzio’s professional conduct, marked by serious allegations that question his reliability and integrity as a financial advisor.
Gregory Suzio Red Flags & Your Rights As An Investor
Of course, Gregory Suzio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Suzio at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gregory Suzio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Gregory Suzio
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gregory Suzio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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