DID CHARLES TIMOTHY TIDEY CAUSE YOU INVESTMENT LOSSES?
Charles Tidey Formerly With Truist Investment Services, INC, BB&T Securities, LLC and BB&T Investment Services, Inc Has A Customer Complaint For Alleged Broker Misconduct
About Charles Tidey formerly with Truist Investment Services?
Charles Timothy Tidey (CRD #5903111) has a career within the financial services industry, marked by a movement across several firms. Currently unregistered, Tidey’s career from 2012 at NYLIFE Securities LLC to 2023 at Truist Investment Services, Inc. reflects significant transitions. Despite passing three general industry/product exams and two state securities law exams, the lingering shadows of a customer dispute that was settled cast doubts on his advisory integrity and client management skills.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Charles Tidey Customer Complaint and Reviews
Customer Dispute (Resolved February 2023): This dispute, originally filed in January 2023, involved allegations that Tidey misrepresented terms related to a variable annuity sold in June 2014. The client was confused about the annuity’s automatic conversion feature and its performance ties to market fluctuations, believing they could withdraw growth without impacting the principal. The complaint, though it claimed no specific damages, was denied.
Allegations Against Charles Tidey
- Misrepresentation: The primary accusation against Tidey revolved around the alleged misrepresentation of a variable annuity, particularly its terms of conversion and withdrawal capabilities, which are critical for clients to understand due to their long-term financial impact.
- Outcome of the Complaint: Although the complaint was denied, the fact that it was raised suggests there may have been at least some communication gaps or misunderstandings in how Tidey presented the product to the client. This scenario underscores the importance of clear and accurate disclosures in financial advisement.
Charles Tidey Red Flags & Your Rights As An Investor
Of course, Charles Tidey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Tidey at Truist Investment Services, INC, BB&T Securities, LLC and BB&T Investment Services, INC on alert to review carefully the activity and performance of their accounts and question whether Charles Tidey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, INC, BB&T Securities, LLC and BB&T Investment Services, INC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Truist Investment Services Due To Charles Tidey
If you have questions about Truist Investment Services, Inc, BB&T Securities, LLC and BB&T Investment Services, INC and/or Charles Tidey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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