DID CHRISTOPHER S VAN PELT CAUSE YOU INVESTMENT LOSSES?
Christopher Van Pelt Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
About Christopher Van Pelt of MML Investors Services, LLC?
Christopher S. Van Pelt (CRD #4676824) has been registered with MML Investors Services, LLC in Rockville, Maryland, since April 2004. Van Pelt is registered in 40 U.S. states and territories but has not completed any principal/supervisory exams, limiting his qualifications to three general industry/product exams and two multi-state securities law exams. His prior brief registration with NYLife Securities Inc. in early 2004, lasted only a few months.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christopher Van Pelt Customer Complaint and Reviews
- Number of Incidents: 1 Pending Customer Dispute
- Details of the Dispute:
- Allegations: The customer has accused Van Pelt of not fully disclosing the terms related to the liquidity and surrender penalties of variable and fixed annuities sold in 2022. The complaint further alleges involvement in a questionable transaction regarding the sale of the complainant’s business, where annuities were purchased with the proceeds.
- Outcome: The complaint, received on January 12, 2024, remains pending. The firm has yet to establish the potential damages, suggesting ongoing investigation or possible evasion of accountability.
Allegations Against Christopher Van Pelt
- Misrepresentation and Non-Disclosure: The complaint against Christopher S. Van Pelt includes serious allegations of misrepresenting or failing to disclose critical financial terms regarding annuities, potentially misleading the client about the liquidity and financial implications of their investment.
- Questionable Business Practices: Additionally, Van Pelt is accused of being involved in a suspect business sale transaction handled by an associate.
Christopher Van Pelt Red Flags & Your Rights As An Investor
Of course, Christopher Van Pelt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Van Pelt at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Van Pelt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Christopher Van Pelt
If you have questions about MML Investors Services, LLC and/or Christopher Van Pelt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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