DID ROBERT DAVID DISTERHAUPT CAUSE YOU INVESTMENT LOSSES?
About Robert Disterhaupt Of Charles Schwab & Co., Inc.?
Robert Disterhaupt (CRD #2176721) has been in the financial industry since 1991 and is currently registered with Charles Schwab & Co., Inc., in Chesterfield, Missouri, where he has been since September 1993. He holds registrations across 28 U.S. states and territories and with two Self-Regulatory Organizations (SROs). Disterhaupt has completed five principal/supervisory exams, two general industry/product exams, and one multi-state securities law exam. His extensive experience spans multiple firms, including earlier tenures at FFP Securities, Inc., and Hibbard Brown & Co., Inc.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Disterhaupt Customer Complaints and Reviews
- Customer Dispute (1 Incident)
- Details: A dispute was filed on June 1, 2023, where a client alleged unauthorized liquidation of a variable annuity on March 11, 2022. The firm conducted an internal review and concluded there were no sales practice violations or wrongdoing by Disterhaupt. The complaint was denied on June 13, 2023.
Allegations Against Robert Disterhaupt
- Unauthorized Transaction Allegation: In the single recorded customer dispute, the client alleged that Robert Disterhaupt failed to follow her instructions, resulting in the unauthorized liquidation of a variable annuity, which the firm later investigated and found no basis for wrongdoing.
Robert Disterhaupt Red Flags & Your Rights As An Investor
Of course, Robert Disterhaupt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Disterhaupt at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Disterhaupt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Robert Disterhaupt
If you have questions about Charles Schwab & Co., Inc. and/or Robert Disterhaupt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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