DID KEVIN RAFAEL LIMA GODOY CAUSE YOU INVESTMENT LOSSES?
About Kevin Godoy Of Vanguard Marketing Corporation?
Kevin Godoy (CRD #6809135) is a financial professional currently registered with Vanguard Marketing Corporation and Vanguard Advisers, Inc., based in Charlotte, North Carolina, since 2017 and 2019, respectively. He has passed two general industry/product exams—the Securities Industry Essentials Exam and the General Securities Representative Exam—and two multi-state securities law exams, the Uniform Investment Adviser Law and the Uniform Securities Agent State Law Examinations. Godoy is licensed in three U.S. states and territories and is engaged in roles that utilize his qualifications in securities and investment advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Godoy Customer Complaints and Reviews
Kevin R. Lima Godoy has one reported customer dispute, which did not result in action against him:
- Customer Dispute (Closed 2020): A client alleged that the investment plan recommended by Godoy should have offered more diversification and a lower risk factor. The claim, involving mutual funds, reported damages of approximately $35,489. The dispute was reviewed by the firm and closed with no action, as the firm concluded that the investment recommendations were in line with Vanguard’s investment and advice methodology.
Allegations Against Kevin Godoy
- 2020 Allegation: The client claimed that the investment strategy provided was insufficiently diversified and presented higher risks than preferable. This dispute was thoroughly investigated by Vanguard, which stood by the advisements given, noting they adhered to standard procedures and investment philosophies. The case was closed without any action taken against Godoy.
Kevin Godoy Red Flags & Your Rights As An Investor
Of course, Kevin Godoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Godoy at Vanguard Marketing Corporation to review carefully the activity and performance of their accounts and question whether Kevin Godoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Kevin Godoy
If you have questions about Vanguard Marketing Corporation and/or Kevin Godoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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