DID CHRISTOPHER PATRICK STEWART CAUSE YOU INVESTMENT LOSSES?
About Christopher Stewart of Truist Investment Services, Inc.?
Christopher Stewart (CRD #5968962) has experience across several major financial firms, though he is not currently registered as a broker. His career includes positions at Truist Investment Services, Inc., Wells Fargo Advisors, LLC, and Morgan Stanley Smith Barney, with tenures spanning from September 2011 to May 2022. Stewart has passed two general industry/product exams and one multi-state securities law exam, reflecting his proficiency in securities and financial regulations. His career has seen him licensed in various capacities across several states, indicating a broad scope of practice within the financial industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christopher Stewart Customer Complaints and Reviews
Christopher Stewart has one disclosed customer dispute:
- Customer Dispute (1 incident):
- Date Complaint Received: December 2, 2020
- Allegations: A client alleged that Stewart’s advice against moving to a cash position during a volatile market resulted in a $20,000 loss.
- Outcome: The complaint was denied on February 8, 2021. Stewart maintained that the client acted independently when deciding to liquidate holdings, and the firm supported this view, attributing the action to the client’s unsolicited decision.
Allegations Against Christopher Stewart
- Customer Dispute Allegations:
- Details: The dispute arose from advice provided by Stewart during the early 2020 market volatility. The client later attributed financial losses to this guidance, despite the action to sell being taken independently of Stewart’s recommendations.
- Outcome: The firm denied the claim, supporting Stewart’s statement that the client made an independent decision contrary to his advice, which did not warrant an advisor-driven sale. The dispute was resolved without any adjustment or settlement from Stewart’s side.
Christopher Stewart Red Flags & Your Rights As An Investor
Of course, Christopher Stewart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Stewart at Truist Investment Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Christopher Stewart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Christopher Stewart
If you have questions about Truist Investment Services, Inc. and/or Christopher Stewart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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