DID RAYMOND P WALSH CAUSE YOU INVESTMENT LOSSES?
Raymond Walsh Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct
About Raymond Walsh of J.P. Morgan Securities LLC?
Raymond Walsh (CRD #1895766) is a seasoned financial professional currently registered with J.P. Morgan Securities LLC in New York, New York, since October 1, 2012. Over his extensive career, Walsh has worked for several notable firms, including Chase Investment Services Corp. and Citicorp Investment Services. He has passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. Walsh holds licenses in 27 U.S. states and territories and is registered with 19 Self-Regulatory Organizations (SROs). His diverse experience and comprehensive qualifications reflect his significant expertise in the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Raymond Walsh Customer Complaints and Reviews
Raymond P. Walsh has three reported customer disputes:
- Customer Dispute 1 (Settled):
- Date Received: April 1, 2020
- Allegations: The client alleged unauthorized trading regarding mutual fund investments with activity dates from March 23, 2020, to March 23, 2020.
- Outcome: The dispute was settled for $19,002.48 on April 30, 2020, with no personal contribution from Walsh.
- Customer Dispute 2 (Withdrawn):
- Date Received: May 30, 2016
- Allegations: The client alleged poor recommendation/poor advice regarding an equity-OTC investment with activity dates from February 6, 2015, to June 3, 2015.
- Outcome: The complaint was withdrawn on July 7, 2016, with no settlement or personal contribution from Walsh.
- Customer Dispute 3 (Denied):
- Date Received: April 6, 2009
- Allegations: The client alleged suitability issues relating to a mutual fund investment with activity dates from January 24, 2007, to November 1, 2007.
- Outcome: The complaint was denied on July 6, 2009, with no settlement or personal contribution from Walsh.
Allegations Against Raymond Walsh
The specific allegations against Raymond P. Walsh in the disclosed events include:
- Unauthorized Trading: In the first dispute, the client alleged unauthorized trading of mutual fund investments, resulting in a settlement without Walsh’s personal contribution. This indicates a resolution without admission of fault.
- Poor Recommendations and Advice: The second dispute involved claims of poor recommendations and advice related to equity-OTC investments. This complaint was withdrawn, suggesting it may not have been pursued further or was resolved without formal action.
- Suitability Issues: The third dispute focused on suitability concerns regarding mutual fund investments. This complaint was denied, indicating that the firm did not find merit in the allegations.
Raymond Walsh Red Flags & Your Rights As An Investor
Of course, Raymond Walsh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Walsh at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Raymond Walsh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Raymond Walsh
If you have questions about J.P. Morgan Securities LLC and/or Raymond Walsh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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