DID Vincent J. Catalano CAUSE YOU INVESTMENT LOSSES?
Vincent Catalano Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
About Vincent Catalano of Cambridge Investment Research, Inc.?
Vincent Catalano (CRD #5238819) is currently employed and registered with Cambridge Investment Research Advisors, Inc., and Cambridge Investment Research, Inc., located in Camp Hill, Pennsylvania, since May 2022. He has worked with several firms throughout his career, starting from November 2006. Catalano is registered in 16 U.S. states and territories and has passed three general industry/product exams and two multi-state securities law exams. He has no principal/supervisory exams on record. His career spans roles and registrations that indicate a seasoned professional with broad experience across multiple states and regulatory environments.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Vincent Catalano Customer Complaints and Reviews
Vincent Catalano’s report lists two customer disputes and one termination:
- Customer Dispute (Settled):
- Details: Alleged unsuitable Oil & Gas investment recommendations.
- Settlement Amount: $54,977.04, with no contribution from Catalano.
- Status: Settled on October 6, 2023.
- Customer Dispute (Pending):
- Details: Similar allegations regarding unsuitable Oil & Gas investment recommendations.
- Alleged Damages: $25,000.
- Status: Pending as of April 17, 2024.
- Termination:
- Details: Discharged on September 26, 2018, by Lincoln Financial Advisors Corporation after allegations of utilizing former and current associates to service non-securities policies post-termination of his appointment with an insurance carrier.
Allegations Against Vincent Catalano
- Settled Customer Dispute:
- Allegation: Recommended unsuitable Oil & Gas investments.
- Resolution: Settlement paid of $54,977.04 with no contribution from Catalano.
- Pending Customer Dispute:
- Allegation: Like the settled dispute, involving unsuitable recommendations in Oil & Gas investments.
- Potential Damages: Claimed at $25,000.
- Termination Allegation:
- Details: Misuse of position to facilitate the servicing of non-securities insurance policies through associates’ post-termination with the carrier.
Vincent Catalano Red Flags & Your Rights As An Investor
Of course, Vincent Catalano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Catalano at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Vincent Catalano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Vincent Catalano
If you have questions about Cambridge Investment Research, Inc. and/or Vincent Catalano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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