DID ADAM RYAN FABOZZI CAUSE YOU INVESTMENT LOSSES?
About Adam Fabozzi of Equitable Advisors, LLC?
Adam Fabozzi (CRD #7092228) is currently registered with Equitable Advisors, LLC, holding both General Securities Representative and Investment Adviser Representative positions since February 13, 2024. His registration with this firm began on September 2, 2020, at their office in Williamsville, New York. Fabozzi has passed two general industry/product exams, namely the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination. Additionally, he has passed two multi-state securities law exams, including the Uniform Investment Adviser Law Examination (Series 65) and the Uniform Securities Agent State Law Examination (Series 63). His professional qualifications include registrations in one U.S. state and with one self-regulatory organization.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Adam Fabozzi Customer Complaints and Reviews
Fabozzi’s report includes a single customer dispute:
- Customer Dispute: Filed on April 17, 2024, the dispute involves allegations of misrepresentation related to a variable annuity sold in 2023. The customer claimed damages amounting to $20,083.00. However, the complaint was denied by the firm on May 22, 2024, and found to have no basis, resulting in no action taken against Fabozzi.
Allegations Against Adam Fabozzi
The allegations reported against Adam R. Fabozzi include:
- Misrepresentation: In the only customer dispute recorded, a customer alleged that Fabozzi misrepresented a variable annuity product sold in 2023, leading to a claimed loss of $20,083.00. This complaint, however, was denied and closed with no action taken, as the firm found no grounds for the accusation after investigation.
Adam Fabozzi Red Flags & Your Rights As An Investor
Of course, Adam Fabozzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Fabozzi at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Fabozzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Adam Fabozzi
If you have questions about Equitable Advisors, LLC and/or Adam Fabozzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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