DID ERIC HAN CAUSE YOU INVESTMENT LOSSES?
About Eric Han of Ameriprise Financial Services, LLC?
Eric Han (CRD #5543197) is currently employed and registered with Ameriprise Financial Services, LLC in Campbell, California, where he has been since January 2013. He has an extensive registration across 16 U.S. states and territories. Han has passed two general industry/product exams and one multi-state securities law exam, underscoring his comprehensive qualifications in the securities industry. His continuous registration with Ameriprise since 2008 highlights his long-term commitment and stability within the financial services sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eric Han Customer Complaints and Reviews
Eric Han has had one customer dispute reported:
- Customer Dispute (Denied): In April 2024, a customer alleged that Han provided improper tax advice in 2019, which led to unforeseen tax consequences. The claimed damages were $10,000. This complaint was denied, indicating no action was taken against Han as of April 25, 2024.
Allegations Against Eric Han
The specific allegation against Eric Han includes:
- Improper Tax Advice: The client claimed that Han’s advice on tax matters in 2019 was incorrect, resulting in negative financial implications. This dispute was ultimately denied, with no damages awarded to the complainant.
Eric Han Red Flags & Your Rights As An Investor
Of course, Eric Han did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Han at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Han has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Eric Han
If you have questions about Ameriprise Financial Services, LLC and/or Eric Han and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...