DID CURT WILLIAM KNAPP CAUSE YOU INVESTMENT LOSSES?
About Curt Knapp of Kovack Securities, Inc.?
Curt Knapp (CRD #1206432) has a long-standing presence in the financial services industry, currently associated with Kovack Advisors, Inc., and Kovack Securities Inc., both based in Parkland, Florida, since December 2023. His career has included numerous affiliations, such as Securities America Advisors, Inc., Triad Advisors LLC, and multiple others. Knapp is licensed in 13 U.S. states and territories and is registered with two Self-Regulatory Organizations (SROs). He has passed a notable array of exams, including three principal/supervisory exams, four general industry/product exams, and one multi-state securities law exam, underscoring his extensive qualifications.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Curt Knapp Customer Complaints and Reviews
Curt Knapp’s FINRA report notes one customer dispute:
- Customer Dispute (Denied): A complaint received on April 18, 2024, alleged that the investment portfolio managed by Knapp was inconsistent with the client’s stated objectives and risk tolerances, involving equities and real estate securities. The complaint was officially denied on May 9, 2024, as the firm determined the alleged damages exceeded $5,000 but found no grounds for action against Knapp.
Allegations Against Curt Knapp
The specific allegations against Curt William Knapp include:
- Portfolio Mismanagement: The client alleged that the portfolio advised by Knapp did not align with their investment objectives and risk tolerance, particularly criticizing the equity and real estate security selections. The firm’s investigation led to a denial of the complaint, concluding there was insufficient evidence to support the claims made against Knapp.
Curt Knapp Red Flags & Your Rights As An Investor
Of course, Curt Knapp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curt Knapp at Kovack Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curt Knapp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Kovack Securities, Inc. Due To Curt Knapp
If you have questions about Kovack Securities, Inc. and/or Curt Knapp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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