DID GREGORY MALCOLM MCLEOD CAUSE YOU INVESTMENT LOSSES?
Gregory McLeod Of Newbridge Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct
About Gregory McLeod of Newbridge Securities Corporation?
Gregory McLeod (CRD #2741097) has an extensive history in the financial industry, being currently employed and registered with Newbridge Financial Services Group, Inc. and Newbridge Securities Corporation in Boca Raton, Florida, since January 2002. He is registered in 21 U.S. states and territories and is associated with two Self-Regulatory Organizations (SROs). McLeod has passed a variety of exams, including one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams, showcasing a broad compliance with regulatory standards and a commitment to professional development.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gregory McLeod Customer Complaints and Reviews
Gregory McLeod has several negative disclosures reported:
- Criminal Actions (1 Incident):
- A criminal matter from January 1992 involved McLeod being arrested due to vehicle registration and driving license issues. This was resolved with a misdemeanor charge and a fine, which he paid.
- Customer Disputes (4 Incidents):
- Settled Dispute: Involving allegations of breach of fiduciary duty, negligence, fraud, and breach of contract with alleged damages of $45,000, settled for $14,999 with no contribution from McLeod.
- Settled Dispute: Allegations of breach of fiduciary duty and negligence related to alternative investments, with damages stated between $50,000 and $100,000, settled for $14,999 which he personally contributed.
- Settled Dispute: Suitability issues, breach of fiduciary duty, and several other violations were alleged with damages of $85,000; this was settled for $24,999, which he contributed.
- Pending Dispute: Allegations of breach of fiduciary duty and negligence related to alternative investments, with claimed damages of $50,000, currently pending.
Allegations Against Gregory McLeod
- Criminal Allegations:
- McLeod was accused of driving with a suspended license and using an unauthorized vehicle plate, resulting in a misdemeanor charge in 1992.
- Customer Dispute Allegations:
- Breach of fiduciary duty, negligence, and fraud involving alternative investments and other securities.
- Suitability, failure to supervise, and breach of contract issues, also involving alternative investments.
Gregory McLeod Red Flags & Your Rights As An Investor
Of course, Gregory McLeod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory McLeod at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Gregory McLeod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Gregory McLeod
If you have questions about Newbridge Securities Corporation and/or Gregory McLeod and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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