DID BENTLEY THOMAS BEARD CAUSE YOU INVESTMENT LOSSES?
About Bentley Beard of LPL Financial LLC?
Bentley Beard (CRD #2024985) boasts a substantial career in the securities industry. Currently registered with LPL Financial LLC in Union City, Tennessee since March 26, 2004, Beard has a rich history that spans several decades. He was previously registered with Edward D. Jones & Co., L.P. from January 1990 to June 1990 and again from March 1991 to February 1998. Throughout his career, he has demonstrated a commitment to advancing his professional qualifications by passing six securities industry examinations, which include two Principal/Supervisory exams, three General Industry/Product exams, and one Mulri-State Securities Law exam. He holds registrations in 26 U.S. states and territories and has affiliations with 1 Self-Regulatory Organization (SRO).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bentley Beard Customer Complaints and Reviews
There has been one customer dispute reported against Bentley T. Beard:
- Customer Dispute (Pending as of March 18, 2024): A complaint was lodged concerning an investment made in 2014, which the customer felt was unsuitable based on their investment objectives and risk tolerance. The product in question was real estate security, and though no exact damages were specified, they were indicated to exceed $5,000. The matter is currently under arbitration by FINRA (Docket/Case #: 24-00611).
Allegations Against Bentley Beard
- Allegation in Customer Dispute: Bentley T. Beard faced allegations related to a 2014 investment in a real estate income trust, deemed unsuitable for the client’s risk tolerance and investment goals. This issue is presently under FINRA arbitration with case number 24-00611. Beard has denied any wrongdoing, arguing the investment was suitable based on the information available at the time and is prepared to defend against these claims.
Bentley Beard Red Flags & Your Rights As An Investor
Of course, Bentley Beard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bentley Beard at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bentley Beard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bentley Beard
If you have questions about LPL Financial LLC and/or Bentley Beard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...