DID HECTOR ELIZONDO JR CAUSE YOU INVESTMENT LOSSES?
About Hector Elizondo Jr of Equitable Advisors, LLC ?
Hector Elizondo Jr (CRD #3143230) has been registered with Equitable Advisors, LLC in Austin, Texas, since November 2, 1998. Throughout his career, Elizondo has been dedicated to one firm, illustrating long-term stability in his professional environment. He is registered with one Self-Regulatory Organization (SRO) and is licensed in five U.S. states and territories. His qualifications include passing two Principal/Supervisory Exams, two General Industry/Product Exams, and two Multi-State Securities Law Exams. This comprehensive range of exams underscores his broad expertise in various aspects of securities and financial advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Hector Elizondo Jr Customer Complaints and Reviews
Hector Elizondo Jr. has one reported customer dispute in his record:
- Allegation of Unsuitable Transfer (2023): The customer’s complaint involved an accusation that the 1035X transfer of a variable annuity did not align with her financial needs, suggesting a mismatch in suitability assessment. The firm denied the allegation after review, concluding there was no merit to the complaint as of June 2024.
Hector Elizondo Jr Red Flags & Your Rights As An Investor
- Customer Dispute (May 2024): A customer alleged that a 1035X transfer completed in 2023 was not suitable for her financial needs. The claim involved a variable annuity with alleged damages of $5,000. The firm reviewed the complaint and found no basis for the claim, leading to its denial on June 7, 2024.
Mitchell Daley Red Flags & Your Rights As An Investor
Of course, Hector Elizondo Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hector Elizondo Jr at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Hector Elizondo Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Hector Elizondo Jr
If you have questions about Equitable Advisors, LLC and/or Hector Elizondo Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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