DID ROBBYN GEOFFREY GAYER CAUSE YOU INVESTMENT LOSSES?
About Robbyn Gayer of UBS Financial Services Inc?
Robbyn Gayer (CRD #4490638) is a financial advisor with substantial experience in the industry, currently affiliated with UBS Financial Services Inc. in Norfolk, Virginia since September 22, 2011. He is registered with 10 Self-Regulatory Organizations (SROs) and licensed across 25 U.S. states and territories. Over his career, Gayer has passed three general industry/product exams and one multi-state securities law exam. His registration history includes a previous tenure at Scott & Stringfellow, LLC from May 2002 until September 2011. His qualifications reflect a broad and comprehensive knowledge base within the financial services sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robbyn Gayer Customer Complaints and Reviews
Robbyn Gayer has been involved in one disclosed customer dispute, which remains pending:
- Nature of Complaint: Filed on May 6, 2024, the dispute involves allegations of undisclosed and excessive commissions in a fee-based account, related to transactions in OTC equity products.
- Details of the Dispute: The complainant alleges damage amounting to $20,230.42. The complaint, written and submitted by the trustee of the account, questions the transparency and fairness of the fee structure applied by Gayer.
Allegations Against Robbyn Gayer
In the pending dispute involving Robbyn Gayer, the following specific allegations have been made:
- Allegations: It is alleged that Gayer did not disclose commissions that were considered excessive, particularly since fees had already been paid for the account in question.
- Product Involved: The products involved are categorized as “Other: 14-Equity – OTC (Common and Preferred, New Issue)”.
- Alleged Financial Impact: The total alleged damages are quantified at $20,230.42.
Robbyn Gayer Red Flags & Your Rights As An Investor
Of course, Robbyn Gayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robbyn Gayer at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Robbyn Gayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Robbyn Gayer
If you have questions about UBS Financial Services Inc and/or Robbyn Gayer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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