DID RICHARD PATRICK HAGAN CAUSE YOU INVESTMENT LOSSES?
About Richard Hagan of MML Investors Services, LLC?
Richard Hagan (CRD #2392157) is currently employed by MML Investors Services, LLC in Wauwatosa, Wisconsin, a position he has held since March 2017. He is registered in nine U.S. states and territories and affiliated with one Self-Regulatory Organization. Hagan has completed one principal/supervisory exam and three general industry/product exams, along with one multi-state securities law exam. His professional journey includes previous registrations with MSI Financial Services, Inc. and New England Securities Corporation, highlighting a career that spans multiple firms and states, reflecting a broad and dynamic experience within the financial industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Hagan Customer Complaints and Reviews
Richard Patrick Hagan has several financial disclosures:
- Customer Dispute: A pending dispute filed in May 2024 alleges misrepresentation and unauthorized actions related to a whole life policy and an EIA Fixed Annuity purchase. The client is claiming damages of approximately $400,000.
- Judgments/Liens: Hagan has eight recorded judgments/liens against him, involving various amounts and issues, including tax liabilities and civil claims, with filing dates ranging from 2013 to 2022. These include debts to the IRS and medical institutions.
Allegations Against Richard Hagan
Here are the specific allegations made against Richard Patrick Hagan:
- Misrepresentation and Unauthorized Purchase: The customer alleges that Hagan misrepresented the suitability of a whole life policy for her investment horizon and made an unauthorized purchase of an EIA Fixed Annuity by falsifying and signing the application without the complainant’s consent.
- Financial Misconduct Allegations in Judgments/Liens: The liens include claims for unpaid state taxes, civil judgments related to unpaid medical bills, and federal tax liabilities. These indicate a pattern of financial irresponsibility or difficulty, which could be crucial for potential clients and partners to consider.
Richard Hagan Red Flags & Your Rights As An Investor
Of course, Richard Hagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hagan at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Hagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Richard Hagan
If you have questions about MML Investors Services, LLC and/or Richard Hagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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