DID Gilbert Conrad CAUSE YOU INVESTMENT LOSSES?
Gilbert Conrad Of Realta Equities, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
About Gilbert Conrad of Realta Equities, Inc.?
Gilbert Conrad (CRD #2746778) is currently employed as a registered broker with Realta Equities, Inc. in Lewiston, New York, since March 2022. Throughout his career, Conrad has worked with several firms, including Arkadios Capital, Independent Financial Group, LLC, and Summit Brokerage Services, Inc. He is registered with one Self-Regulatory Organization (SRO) and licensed in 18 U.S. states and territories. Conrad has passed two general industry/product exams—the Securities Industry Essentials Examination and the General Securities Representative Examination—and one multi-state securities law exam, the Uniform Securities Agent State Law Examination. His extensive registration history indicates a broad and adaptable presence in the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gilbert Conrad Customer Complaints and Reviews
Gilbert Conrad’s disclosure record includes:
- Customer Disputes (6 reported):
- Settled Disputes (4 incidents): These disputes involved allegations such as unsuitable investment recommendations and misrepresentation. Notable cases include a 2013 dispute settled for $235,000 over tenant-in-common real estate securities, and another in 2020 involving alternative investments settled for $10,000.
- Pending Disputes (2 incidents): Currently, Conrad faces allegations including unsuitable investment strategies involving alternative investments and non-traded REITs, with potential damages ranging up to $5,000,000
Allegations Against Gilbert Conrad
- Customer Complaints:
- Multiple complaints allege unsuitable investments, including specific claims regarding overconcentration in non-traded REITs and alternative investments that purportedly resulted in significant financial losses for clients.
- These allegations include claims of common law fraud, breach of fiduciary duty, and violation of state securities laws, suggesting a pattern of investment recommendations that may not have aligned with client investment profiles or risk tolerances.
Gilbert Conrad Red Flags & Your Rights As An Investor
Of course, Gilbert Conrad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilbert Conrad at Realta Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gilbert Conrad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Realta Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Realta Equities, Inc. Due To Gilbert Conrad
If you have questions about Realta Equities, Inc. and/or Gilbert Conrad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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