| Read Time: 2 minutes | Ameriprise Financial Services Complaints | News & Articles |

DID LOUIS ANTHONY LA SELVA II CAUSE YOU INVESTMENT LOSSES?

About Louis La Selva II of Ameriprise Financial Services, LLC?

Louis La Selva II

Louis La Selva II (CRD #3219829) has a well-documented career in the financial services industry, primarily with Ameriprise Financial Services, LLC, where he has been registered since June 16, 1999. Over his career, he has been licensed in 37 U.S. states and territories and has passed two general industry/product exams (Series 7 and SIE) and two multi-state securities law exams (Series 63 and 66). His extensive licensing across multiple states underscores a broad capability to serve a diverse clientele in various regulatory environments.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Louis La Selva II Customer Complaints and Reviews

La Selva’s record includes a pending customer dispute:

  • Customer Dispute (Pending as of May 30, 2024): The client alleges that the recommendation to purchase a variable annuity was unsuitable, driven by sales commissions and high fees, rather than the client’s financial interests. The claimed damages amount to $22,221.33. This case remains unresolved and is a significant consideration for potential clients due to its implications on professional conduct and client trust.

Allegations Against Louis La Selva II

  • Allegations of Unsuitable Investment Advice: In the pending dispute, La Selva is accused of recommending a financial product (variable annuity) that was allegedly not aligned with the client’s best interests but was purportedly recommended due to the financial benefit to the advisor through commissions and fees.

Louis La Selva II Red Flags & Your Rights As An Investor

Of course, Louis La Selva II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis La Selva II at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Louis La Selva II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Louis La Selva II

If you have questions about Ameriprise Financial Services, LLC and/or Louis La Selva II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...