DID MARK STEPHEN LANDIS CAUSE YOU INVESTMENT LOSSES?
Mark Landis Formerly With Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Mark Landis formerly with Equitable Advisors, LLC?
Mark Landis (CRD #2202797) is a veteran of the financial services industry, having passed one principal/supervisory exam and three general industry/product exams, along with two multi-state securities law exams. He was previously registered with Equitable Advisors, LLC in Minneapolis, Minnesota from March 1992 to July 2024 and The Equitable Life Assurance Society of the United States in New York, New York, from March 1992 to January 2000. Landis is no longer registered as a broker but maintains a substantial record of examinations and broad registration history over decades
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Landis Customer Complaints and Reviews
Mark Landis has encountered several disclosure events:
- Customer Dispute (Closed): In November 2005, a client alleged being misled in the sale of a variable annuity, claiming she was under the impression that the living benefit would average 5%. This dispute was closed with no action taken, as the firm found no basis for the complaint.
- Customer Dispute (Pending): As of May 2024, there is a pending dispute where a customer alleges that Landis forged her signature to complete an internal transfer of funds. The alleged damages are $14,075.00. The outcome of this complaint has not yet been resolved.
Allegations Against Mark Landis
- Misleading Sales Practices (Closed): The allegation of misleading a client regarding the expected returns of a variable annuity was deemed unfounded by the employing firm.
- Forgery (Pending): The current allegation involves the forgery of a client’s signature to facilitate an internal fund transfer, a serious accusation that is still under review.
Mark Landis Red Flags & Your Rights As An Investor
Of course, Mark Landis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Landis at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Landis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Mark Landis
If you have questions about Equitable Advisors, LLC and/or Mark Landis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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