DID MEREDITH ANNE LYON CAUSE YOU INVESTMENT LOSSES?
About Meredith Lyon of United Planners’ Financial Services of America A Limited Partner?
Meredith Lyon (CRD #6021833) is a broker currently registered with United Planners’ Financial Services of America in Rockland, Maine, since June 2017. She is registered in 12 U.S. states and territories. Lyon has passed two general industry/product exams, including the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE), along with one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66). Her career history includes previous registrations with notable firms such as Ameriprise Financial Services and Raymond James Financial Services, indicating a diverse experience in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Meredith Lyon Customer Complaints and Reviews
Meredith Lyon has one disclosed customer dispute:
- Customer Dispute (Pending): A dispute received on May 17, 2024, involving allegations of breach of fiduciary duty, violation of NASD and NYSE Rules, breach of contract, and negligence related to alternative investment products. The alleged damages are reported at $99,999.00, and the case, under docket number 24-01076, is currently pending arbitration with FINRA.
Allegations Against Meredith Lyon
- Breach of Fiduciary Duty and Other Violations: The pending dispute alleges several violations by Lyon, including breach of fiduciary duty, non-adherence to NASD and NYSE rules, breach of contract, and negligence in her handling of alternative investments. These allegations are serious and reflect potential concerns about adherence to regulatory standards and client agreement terms.
Meredith Lyon Red Flags & Your Rights As An Investor
Of course, Meredith Lyon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Meredith Lyon at United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Meredith Lyon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Meredith Lyon
If you have questions about United Planners’ Financial Services of America A Limited Partner and/or Meredith Lyon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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