DID JUSTIN SCOTT MACKIE CAUSE YOU INVESTMENT LOSSES?
About Justin Mackie of DAI Securities, LLC?
Justin Mackie (CRD #4736154) ) is currently employed with DAI Wealth, LLC as a registered broker and DAI Securities, LLC as an investment advisor in Henderson, Nevada, registered since May 2024. His career in the securities industry includes previous registrations with Arete Wealth Advisors, LLC and Arete Wealth Management, LLC, demonstrating his long-standing involvement since his initial registration. Mackie is registered in 20 U.S. states and territories, indicating a significant geographical reach in his professional activities. He has passed 2 general industry/product exams and 1 multi-state securities law exam, which aligns with his roles primarily as a general securities representative and investment adviser representative.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Justin Mackie Customer Complaints and Reviews
Justin Mackie’s FINRA record reflects the following disclosure:
- Customer Dispute (1 settled incident): This dispute, involving allegations of unsuitable investment recommendations related to alternative investments in May 2017, September 2019, and January 2021, was settled in May 2024. The complaint, initially received in February 2023, led to a settlement amount of $89,662.49, although Mackie did not contribute personally to the settlement.
Allegations Against Justin Mackie
- Customer Complaints:
- Allegations against Mackie included making unsuitable investment recommendations on three separate occasions (May 2017, September 2019, and January 2021). These recommendations concerned alternative investment products which presumably did not align with the clients’ investment profiles or risk tolerance. The matter was formally settled by arbitration under FINRA, with the firm agreeing to a settlement to resolve the claims without Mackie’s personal financial contribution.
Justin Mackie Red Flags & Your Rights As An Investor
Of course, Justin Mackie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Mackie at DAI Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Justin Mackie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at DAI Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At DAI Securities, LLC Due To Justin Mackie
If you have questions about DAI Securities, LLC and/or Justin Mackie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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