DID ZACHARY DUVALL ANDERSON CAUSE YOU INVESTMENT LOSSES?
About Zachary Anderson of UBS Financial Services Inc?
Zachary Anderson ( (CRD #3247098) is a seasoned broker currently employed by UBS Financial Services Inc., located at 325 N Old Woodward Ave, Suite 200, Birmingham, Michigan. His registration with UBS has been ongoing since February 9, 2007. Anderson has an extensive registration history, including previous engagements with McDonald Investments Inc. and Dean Witter Reynolds Inc., encompassing services from March 2005 to February 2007 and August 1999 to February 2001, respectively. His professional credentials include one principal/supervisory exam, three general industry/product exams, and one multi-state securities law exam. Presently, Anderson is registered with 10 Self-Regulatory Organizations (SROs) and licensed across 37 U.S. states and territories.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Zachary Anderson Customer Complaints and Reviews
Zachary Anderson’s FINRA report lists one customer dispute:
- Customer Dispute (Pending as of July 2, 2024): A claim was filed alleging misrepresentation concerning options trading strategies, along with accusations of breach of fiduciary duty and negligence within the timeframe of 2021-2023. This arbitration is ongoing under FINRA, with no specified damages requested yet.
Allegations Against Zachary Anderson
The allegations against Anderson in the pending dispute are detailed as follows:
- Misrepresentation and Negligence: The client accuses Anderson of misrepresenting options trading strategies, which allegedly led to a breach of fiduciary duty and general negligence in managing the client’s account. This dispute is under FINRA arbitration with no specified damages yet, highlighting a serious claim about professional misconduct that is currently unresolved.
Zachary Anderson Red Flags & Your Rights As An Investor
Of course, Zachary Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Anderson at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Zachary Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Zachary Anderson
If you have questions about UBS Financial Services Inc and/or Zachary Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...