DID DAVID LAHM BALDWIN CAUSE YOU INVESTMENT LOSSES?
About David Baldwin of Key Investment Services LLC?
David Baldwin (CRD #2099386) is currently employed with Key Investment Services LLC in Akron, Ohio, where he has been registered since December 2008. Baldwin’s extensive career in the financial services industry includes previous registrations with McDonald Investments Inc., Banc One Securities Corporation, and several other firms, highlighting a broad range of experience across different markets. He is licensed in 11 U.S. states and territories and has passed three general industry/product exams along with one multi-state securities law exam. This robust licensing and exam profile underscores his comprehensive understanding of financial products and regulatory requirements.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Baldwin Customer Complaints and Reviews
David Baldwin has been involved in one notable disclosure event:
- Customer Dispute (Pending): A dispute filed on June 4, 2024, alleges that Baldwin misrepresented the features of two F & G fixed annuities purchased in December 2023, amounting to $174,779. The claimant seeks damages of $11,890. This case is currently unresolved and is significant as it directly concerns Baldwin’s conduct with regard to product representation.
Allegations Against David Baldwin
The specific allegations made against Baldwin in the pending dispute include:
- Misrepresentation: The client contends that Baldwin misrepresented the terms or benefits of two fixed annuities, leading to financial detriment. The client’s allegations suggest a potential failure in adequately disclosing or explaining the investment products sold.
David Baldwin Red Flags & Your Rights As An Investor
Of course, David Baldwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Baldwin at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether David Baldwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To David Baldwin
If you have questions about Key Investment Services LLC and/or David Baldwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.