DID AMIR A BARAR CAUSE YOU INVESTMENT LOSSES?
About Amir Barar of Purshe Kaplan Sterling Investments?
Amir Barar (CRD #3105445) is a seasoned broker currently registered with Concurrent Investment Advisors, LLC and Purshe Kaplan Sterling Investments in Walnut Creek, California. His registration history spans numerous firms including Raymond James Financial Services and LPL Financial LLC, demonstrating a diverse professional background across various financial institutions. Barar is licensed in 18 U.S. states and territories and has passed four general industry/product exams along with two multi-state securities law exams. His extensive qualifications and multi-state licensure underscore his broad expertise and compliance within the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Amir Barar Customer Complaints and Reviews
Amir Barar has one reported customer dispute:
- Customer Dispute (Pending): A dispute filed on June 4, 2024, alleges that Baldwin misrepresented the features of two F & G fixed annuities purchased in December 2023, amounting to $174,779. The claimant seeks damages of $11,890. This case is currently unresolved and is significant as it directly concerns Baldwin’s conduct with regard to product representation.
Allegations Against Amir Barar
Specific allegations against Amir Barar in the pending customer dispute include:
- Unauthorized Transactions and Unsuitability: The claim includes allegations that Barar made unauthorized transactions outside of his advisory relationship, which were not aligned with the client’s risk tolerance.
- Failure to Disclose Dual Roles: The complaint further accuses Barar of not disclosing his dual role as both advisor and broker, potentially misleading the client regarding his fiduciary responsibilities.
- Misrepresentation of Financial Products: Allegations also include misrepresenting the suitability of financial products, including a long-term care insurance policy and investments within a 529 account, which were purported to involve undisclosed fees and commissions.
Amir Barar Red Flags & Your Rights As An Investor
Of course, Amir Barar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amir Barar at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Amir Barar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Amir Barar
If you have questions about Purshe Kaplan Sterling Investments and/or Amir Barar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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