DID KEVIN JOHN COUGLE CAUSE YOU INVESTMENT LOSSES?
Kevin Cougle Formerly With Cadaret, Grant & Co., Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
About Kevin Cougle formerly with Cadaret, Grant & Co., Inc.?
Kevin Cougle (CRD #2251260) has a varied and extensive background in the securities industry, though he is not currently registered. Throughout his career, he has been affiliated with several firms, demonstrating broad experience across different markets and client bases. Cougle has passed two principal/supervisory exams, three general industry/product exams, and two multi-state securities law exams, reflecting a strong foundation in securities knowledge and compliance. His registration history includes notable stints at firms like Cadaret, Grant & Co., Pruco Securities, and HSBC Brokerage, among others. He has been active in states including New York and Pennsylvania, where he held various securities licenses.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Cougle Customer Complaints and Reviews
Kevin J. Cougle’s professional history includes several disclosure events that potential clients and firms might find relevant:
- Customer Disputes: Six disputes have been reported, with one currently pending and five resolved:
- A notable dispute involved allegations that he misled a customer regarding the terms of a CD, which was settled for $9,355.
- Another case settled for $68,083 involved complaints that terms and conditions of a product were not fully explained.
- Additional disputes include misrepresentation of product features and suitability of investment recommendations.
- The settled disputes typically resulted in financial restitution to clients, with no contributions noted from Cougle himself.
Allegations Against Kevin Cougle
- Customer Complaints:
- Allegations include misleading clients about product details and suitability of investments.
- Misrepresentations related to the features and benefits of financial products, leading to financial settlements.
Kevin Cougle Red Flags & Your Rights As An Investor
Of course, Kevin Cougle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Cougle at Cadaret, Grant & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Couglehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To Kevin Cougle
If you have questions about Cadaret, Grant & Co., Inc and/or Kevin Cougle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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