DID BENHJAMIN ADAM FELICELLI CAUSE YOU INVESTMENT LOSSES?
Benjamin Felicelli Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
About Benjamin Felicelli of Equitable Advisors, LLC?
Benjamin Felicelli (CRD #3156010) has extensive experience in the securities industry, currently employed by Equitable Advisors, LLC in Toms River, New Jersey since October 2009. He is registered with one self-regulatory organization and licensed in 33 U.S. states and territories. Felicelli has passed three general industry/product exams and two multi-state securities law exams. His registration history shows previous affiliations with Morgan Stanley Smith Barney and Citigroup Global Markets Inc., highlighting a longstanding presence in major financial markets.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Benjamin Felicelli Customer Complaints and Reviews
Benjamin A. Felicelli has three reported customer disputes in his career:
- Settled Dispute: Involving allegations of failure to monitor and protect the client’s accounts, leading to losses in equity and mutual fund investments between November 2007 and November 2008. The case was settled for $13,999 with no individual contribution from Felicelli.
- Closed-No Action Dispute: Allegation in January 2002 that the purchase of a bond did not meet the client’s objective of capital preservation. The complaint was received in May 2002 and was denied in October 2002.
- Pending Dispute: Allegation from July 2024 accusing Felicelli of misrepresenting a variable annuity purchased in 2013. The complaint is currently pending, with damages estimated to be over $5,000.
Allegations Against Benjamin Felicelli
- Settled Allegations: Felicelli was alleged to have failed in his fiduciary duty by not monitoring or protecting the claimant’s investments properly, resulting in financial losses which were settled financially.
- Closed Allegations: The client alleged that a bond purchase did not align with his investment objective, which was preservation of capital. This complaint was ultimately denied.
- Pending Allegations: Current allegations include misrepresentation of the terms and potential benefits of a variable annuity, with the case still under review.
Benjamin Felicelli Red Flags & Your Rights As An Investor
Of course, Benjamin Felicelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Felicelli at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Benjamin Felicelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Benjamin Felicelli
If you have questions about Equitable Advisors, LLC and/or Benjamin Felicelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...