DID STEVEN FRANKLIN SHARP CAUSE YOU INVESTMENT LOSSES?
Steven Sharp Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Steven Sharp of Wells Fargo Clearing Services, LLC?
Steven Sharp (CRD #3178563) is currently registered with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC in Jackson and Flowood, Mississippi, since July 1, 2003. His extensive career includes previous registrations with Prudential Securities Incorporated from March 1999 to July 2003 in both New York, NY, and Jackson, MS. Sharp is registered with six Self-Regulatory Organizations (SROs) and is licensed in 22 U.S. states and territories. He has passed two general industry/product exams and two multi-state securities law exams, demonstrating his comprehensive regulatory knowledge and expertise in the financial industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Steven Sharp Customer Complaints and Reviews
Sharp’s FINRA report indicates several disclosure events:
- Customer Disputes:
- Closed-No Action: One dispute involved a complaint received on June 6, 2012, concerning a variable annuity product. The customer claimed she was not informed she would pay a fine to access her funds. The complaint was denied on July 30, 2012.
- Pending: Another ongoing complaint involves allegations of unauthorized fund transfers from a joint account, noted on April 10, 2024. The complainant, a former spouse, asserts that funds were transferred without her consent or knowledge, with the exact damages yet to be determined.
Allegations Against Steven Sharp
- Unauthorized Transactions: The pending customer dispute alleges that Sharp transferred funds from a joint account without the client’s consent or knowledge, potentially violating ethical standards and causing financial harm.
- Miscommunication and Misinformation: In a closed dispute, Sharp was accused of failing to inform a client about penalties associated with accessing funds from an annuity product, which could mislead clients about the terms and conditions of financial products.
Steven Sharp Red Flags & Your Rights As An Investor
Of course, Steven Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sharp at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Steven Sharp
If you have questions about Wells Fargo Clearing Services, LLC and/or Steven Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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