DID GARY LEE EDKINS CAUSE YOU INVESTMENT LOSSES?
About Gary Edkins of Pruco Securities LLC?
Gary Edkins (CRD #1179297) is currently employed by Prudential Financial Planning Services and Pruco Securities, LLC in Irvine, CA. He has been registered with these firms since May 2011. Edkins has a substantial history in the financial services industry, previously registered with several firms including NPB Financial Group, LLC and Associated Planners Investment Advisory Inc. He has passed one principal/supervisory exam (Series 24), three general industry/product exams (Series 7, Series 6, SIE), and two multi-state securities law exams (Series 63, Series 65). His current registrations extend across four U.S. states and territories.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gary Edkins Customer Complaints and Reviews
Gary L. Edkins has one reported customer dispute:
- Customer Dispute (Settled): A complaint received on March 10, 2020, involved an issue with an insurance product managed by Pruco Securities, LLC. The settlement amounted to $47,829.30 on the same date. Edkins initiated the complaint on behalf of the client to facilitate a refund without cash surrender charges, which implies that the complaint was settled favorably for the client without any wrongdoing attributed to Edkins.
Allegations Against Gary Edkins
- Insurance Product Complaint: The allegation involved a complaint about an insurance product where no specific damages were alleged, but the settlement facilitated a refund for the client. This action was taken proactively by Edkins to assist the client, indicating a customer-centric approach to resolving potential issues without the need for formal arbitration or litigation.
Gary Edkins Red Flags & Your Rights As An Investor
Of course, Gary Edkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Edkins at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Edkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Gary Edkins
If you have questions about Pruco Securities LLC, and/or Gary Edkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...