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DID KRISTIN PENNOCK JACKSON CAUSE YOU INVESTMENT LOSSES?

About Kristin Jackson Of Pruco Securities, LLC?

Kristin Jackson

Kristin Jackson (CRD #6404235) has a robust history in the financial services industry. Currently registered with Prudential Financial Planning Services and Pruco Securities, LLC in Champaign, Illinois since September 27, 2019, Jackson has demonstrated her expertise across multiple roles. Prior to her current positions, she was associated with Edward Jones and State Farm VP Management Corp., indicating a diverse employment background within significant firms. Throughout her career, she has passed three general industry/product exams and one multi-state securities law exam, affirming her comprehensive knowledge and proficiency in her field. Jackson is registered with one Self-Regulatory Organization (SRO) and is licensed in one U.S. state, showcasing her recognized qualifications within the regulatory landscape.

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Kristin Jackson Customer Complaints and Reviews

Kristin Pennock Jackson’s BrokerCheck report notes a single customer dispute, which is the only negative disclosure:

Customer Dispute: The dispute involved an allegation of nondisclosure concerning a policy replacement, filed by a customer of Pruco Securities, LLC. This complaint, received on December 2, 2020, was settled on August 17, 2021, with a settlement amount of $75,731.73, although Jackson contributed nothing to the settlement. The complaint was officially noted as written and investment-related, but it was not part of any arbitration or civil litigation.

Allegations Against Kristin Jackson

The report details the following allegation linked to the customer dispute:

  • Allegation: The customer alleged that Kristin Pennock Jackson did not fully disclose all relevant facts regarding the replacement of an insurance policy. This led to financial implications for the client, prompting a formal complaint and subsequent settlement. No criminal actions, regulatory actions, or other types of financial disclosures such as bankruptcy or liens were reported against Jackson.

Kristin Jackson Red Flags & Your Rights As An Investor

Of course, Kristin Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristin Jackson at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kristin Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Kristin Jackson

If you have questions about Pruco Securities, LLC, Edward Jones and/or Kristin Jackson the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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