DID DI JIN CAUSE YOU INVESTMENT LOSSES?
About Di Jin Of Merrill Lynch Pierce Fenner & Smith Incorporated?
Di Jin (CRD #6840980) is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pasadena, CA, where he has been since September 12, 2017. Jin is registered in seven U.S. states and territories and with seven Self-Regulatory Organizations (SROs). He has passed two general industry/product exams, the Securities Industry Essentials (SIE) and the Series 7 General Securities Representative Examination, as well as one multi-state securities law exam, the Series 66 Uniform Combined State Law Examination. This demonstrates his qualified status to offer investment advice and sell securities products.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Di Jin Customer Complaints and Reviews
Di Jin has one reported disclosure event:
Customer Dispute (Settled): A customer dispute was filed on September 3, 2020, alleging misrepresentations and unauthorized bond purchases during March 2020. The dispute was settled on October 23, 2020, for $30,646. This was settled without any contribution from Jin, suggesting a resolution facilitated by his employing firm.
Allegations Against Di Jin
- Misrepresentation and Unauthorized Transactions: The complaint involved allegations that Jin made misrepresentations regarding investment strategies and executed unauthorized purchases of bonds. These actions were claimed to have not been aligned with the client’s directives or interests, leading to a financial settlement to resolve the complaint, indicating significant customer concern regarding the handling of their investment account.
Di Jin Red Flags & Your Rights As An Investor
Of course, Di Jin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Di Jin at Merrill Lynch Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Di Jin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Di Jin
If you have questions about Merrill Lynch Pierce Fenner & Smith Incorporated and/or Di Jin the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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