DID LEO ROSNER CAUSE YOU INVESTMENT LOSSES?
Leo Rosner Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
About Leo Rosner of Cambridge Investment Research, Inc.?
Leo Rosner (CRD #1011519) is a seasoned professional in the financial industry, currently employed and registered with Cambridge Investment Research Advisors, Inc. as an investment advisor and Cambridge Investment Research, Inc. as a registered broker, in Beachwood, Ohio since August 2019. Rosner holds registrations across 13 U.S. states and territories. Over his extensive career, which began in 1981, Rosner has passed a total of 5 securities exams including one principal/supervisory exam, three general industry/product exams, and one multi-state securities law exam. He has previously been associated with several firms, including SagePoint Financial, Inc. and Lincoln Financial Advisors Corporation, showcasing a robust background in varied financial environments.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Leo Rosner Customer Complaints and Reviews
Leo Rosner’s professional record includes a few negative disclosures:
- Customer Dispute (2 incidents):
- A dispute filed on December 4, 2013, alleged that Rosner oversold an insurance policy and advised a shift from ING to Columbus Life, benefitting financially from the move. This dispute was denied on March 21, 2014.
- A pending dispute as of January 17, 2024, involves allegations of recommending an unsuitable real estate investment, with claimed damages amounting to $700,000. The case, filed with FINRA under Docket #23-03165, is still unresolved.
Allegations Against Leo Rosner
- Customer Complaints:
- Allegations include overselling an insurance policy and providing misleading advice for financial gain, which was denied by the regulatory body.
- Another set of allegations concerns the recommendation of an unsuitable real estate investment, which the representative contends was negatively impacted by unforeseen global events, asserting that due diligence and risk communication were properly handled.
Leo Rosner Red Flags & Your Rights As An Investor
Of course, Leo Rosner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leo Rosner at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Leo Rosner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Leo Rosner
If you have questions about Cambridge Investment Research, Inc. and/or Leo Rosner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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