DID JASON MITSUDA CAUSE YOU INVESTMENT LOSSES?
About Jason Mitsuda of Pruco Securities, LLC?
Jason Mitsuda (CRD #6718373) is currently employed by Pruco Securities, LLC, as a registered broker and Prudential Financial Planning Services as an investment advisor, based in Honolulu, Hawaii, where he has been registered since December 7, 2023. Mitsuda has moved through several firms in a short period, including stints at Cetera Investment Advisers LLC and Ameriprise Financial Services, showcasing his dynamic presence in the industry. He is licensed in Hawaii, and his qualifications include passing 1 principal/supervisory exam, 3 general industry/product exams, and 2 multi-state securities law exams. This background highlights his comprehensive understanding and capability within various facets of securities and investment advising.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jason Mitsuda Customer Complaints and Reviews
Jason Mitsuda has one reported negative disclosure that potential investors might find significant:
- Customer Dispute (1 pending incident): This dispute, received on March 8, 2024, involves allegations against Mitsuda for recommending unsuitable investment products, specifically exchange-traded funds, leading to claimed damages exceeding $499,000. The case is currently pending arbitration with FINRA.
Allegations Against Jason Mitsuda
- Customer Complaints:
- Mitsuda is accused of making investment recommendations that were unsuitable for the clients’ financial situations and goals. The specific complaint revolves around the recommendation of certain exchange-traded funds that allegedly resulted in significant financial losses for the clients, with the matter currently awaiting resolution in FINRA arbitration.
Jason Mitsuda Red Flags & Your Rights As An Investor
Of course, Jason Mitsuda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Mitsuda at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Mitsuda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Jason Mitsuda
If you have questions about Pruco Securities, LLC and/or Jason Mitsuda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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