DID RANDALL E DUGGAN CAUSE YOU INVESTMENT LOSSES?
Randall Duggan Of Moloney Securities Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
About Randall Duggan of Moloney Securities Co. Inc.?
Randall Duggan (CRD #5559097) is a financial professional currently employed with Moloney Securities Asset Management LLC as an investment advisor and Moloney Securities Co., Inc. as a registered broker since January 2016. He has over a decade of experience in the financial industry, having worked with firms such as RBC Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Duggan holds licenses in 17 U.S. states and territories and has passed two general industry/product exams and one multi-state securities law exam. His career has been marked by steady service at reputable firms, and he is currently operating out of Bellingham, Washington
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Randall Duggan Customer Complaints and Reviews
Randall E. Duggan has four customer disputes disclosed in his FINRA report, all of which are currently pending:
- Customer Dispute (2024 Pending): A dispute alleging suitability and negligence related to corporate debt and direct investment products between 2020 and 2021, with alleged damages of $475,000. Duggan is one of multiple representatives named in this claim.
- Customer Dispute (2024-Pending): Another dispute from 2016 alleging suitability and negligence in relation to corporate debt products. The alleged damages are $106,000.
- Customer Dispute (2023-Pending): A third dispute involves allegations of suitability and negligence for corporate debt products in 2020, with alleged damages of $201,000.
- Customer Dispute (2023-Pending): The fourth dispute also from 2020, involves similar allegations of suitability and negligence with alleged damages of $36,000.
Allegations Against Randall Duggan
The allegations against Randall E. Duggan primarily involve claims of suitability and negligence related to the recommendation and sale of corporate debt and direct investment products. The disputes, which are all currently pending, involve significant alleged damages ranging from $36,000 to $475,000. Duggan has consistently denied any wrongdoing in these matters, maintaining that the claims are without merit.
William Dobbs Red Flags & Your Rights As An Investor
Of course, Randall Duggan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Duggan at Moloney Securities Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Randall Duggan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Moloney Securities Co. Inc. Due To Randall Duggan
If you have questions about Moloney Securities Co. Inc. and/or Randall Duggan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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