DID HEATH GARY GOLDSTEIN CAUSE YOU INVESTMENT LOSSES?
Heath Goldstein Formerly With Western International Securities, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct
About Heath Goldstein formerly with Western International Securities, Inc.?
Heath Goldstein (CRD #2147679) is currently unregistered but has an extensive background in the financial industry. His registration history includes firms like Western International Securities, Inc., Calton & Associates, Inc., and Kalos Capital, Inc. Goldstein has passed several industry exams, including 1 Principal/Supervisory Exam (Series 24), 4 General Industry/Product Exams (Series 7, Series 11, Series 99, and SIE), and 2 Multi-State Securities Law Exams (Series 63 and Series 66). Over his career, Goldstein has been registered with multiple firms across various locations primarily in Clarks Summit, Pennsylvania, reflecting a broad and diverse experience in the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Heath Goldstein Customer Complaints and Reviews
Heath Gary Goldstein has been involved in a total of 14 customer disputes:
- Settled Complaints: A notable case involved a complaint alleging unsuitable investment recommendations related to corporate debt, which was settled for $14,999.00. This settlement did not require a personal contribution from Goldstein.
- Pending Complaints: Of the 14 disputes, 12 are still pending, with various allegations including unsuitable investment recommendations and misrepresentation of investment risks. These complaints reflect ongoing concerns from clients regarding the suitability and management of their investments under Goldstein’s advisement.
Allegations Against Heath Goldstein
Specific allegations against Heath Gary Goldstein include:
- Unsuitable Investment Recommendations: Clients have alleged that investments recommended by Goldstein did not align with their financial objectives or risk tolerance.
- Misrepresentation of Risks: There are allegations that Goldstein misrepresented or failed to disclose the risks associated with certain investment products, particularly those related to corporate debt and direct investment products.
- Failure to Supervise and Due Diligence: Some complaints also mention a lack of due diligence and failure to supervise the investment process adequately.
Heath Goldstein Red Flags & Your Rights As An Investor
Of course, Heath Goldstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heath Goldstein at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Heath Goldstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Heath Goldstein
If you have questions about Western International Securities, Inc. and/or Heath Goldstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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